The Federalist #16
The Federalist No. 16
The Insufficiency of the Present Confederation to Preserve the Union
(continued)
The York Packet Tuesday, December 4, 1787 [Alexander
Hamilton]
To the People of the State of New York:
THE
tendency of the principle of legislation for States, or communities, in their
political capacities, as it has been exemplified by the experiment we have made
of it, is equally attested by the events which have befallen all other
governments of the confederate kind, of which we have any account, in exact
proportion to its prevalence in those systems. The confirmations of this fact
will be worthy of a distinct and particular examination. I shall content myself
with barely observing here, that of all the confederacies of antiquity, which
history has handed down to us, the Lycian and Achaean leagues, as far as there
remain vestiges of them, appear to have been most free from the fetters of that
mistaken principle, and were accordingly those which have best deserved, and
have most liberally received, the applauding suffrages of political writers.
This exceptionable principle may, as truly as
emphatically, be styled the parent of anarchy: It has been seen that
delinquencies in the members of the Union are its natural and necessary
offspring; and that whenever they happen, the only constitutional remedy is
force, and the immediate effect of the use of it, civil war.
It remains to inquire how far so odious an engine of
government, in its application to us, would even be capable of answering its
end. If there should not be a large army constantly at the disposal of the
national government it would either not be able to employ force at all, or, when
this could be done, it would amount to a war between parts of the Confederacy
concerning the infractions of a league, in which the strongest combination would
be most likely to prevail, whether it consisted of those who supported or of
those who resisted the general authority. It would rarely happen that the
delinquency to be redressed would be confined to a single member, and if there
were more than one who had neglected their duty, similarity of situation would
induce them to unite for common defense. Independent of this motive of sympathy,
if a large and influential State should happen to be the aggressing member, it
would commonly have weight enough with its neighbors to win over some of them as
associates to its cause. Specious arguments of danger to the common liberty
could easily be contrived; plausible excuses for the deficiencies of the party
could, without difficulty, be invented to alarm the apprehensions, inflame the
passions, and conciliate the good-will, even of those States which were not
chargeable with any violation or omission of duty. This would be the more likely
to take place, as the delinquencies of the larger members might be expected
sometimes to proceed from an ambitious premeditation in their rulers, with a
view to getting rid of all external control upon their designs of personal
aggrandizement; the better to effect which it is presumable they would tamper
beforehand with leading individuals in the adjacent States. If associates could
not be found at home, recourse would be had to the aid of foreign powers, who
would seldom be disinclined to encouraging the dissensions of a Confederacy,
from the firm union of which they had so much to fear. When the sword is once
drawn, the passions of men observe no bounds of moderation. The suggestions of
wounded pride, the instigations of irritated resentment, would be apt to carry
the States against which the arms of the Union were exerted, to any extremes
necessary to avenge the affront or to avoid the disgrace of submission. The
first war of this kind would probably terminate in a dissolution of the Union.
This may be considered as the violent death of the
Confederacy. Its more natural death is what we now seem to be on the point of
experiencing, if the federal system be not speedily renovated in a more
substantial form. It is not probable, considering the genius of this country,
that the complying States would often be inclined to support the authority of
the Union by engaging in a war against the non-complying States. They would
always be more ready to pursue the milder course of putting themselves upon an
equal footing with the delinquent members by an imitation of their example. And
the guilt of all would thus become the security of all. Our past experience has
exhibited the operation of this spirit in its full light. There would, in fact,
be an insuperable difficulty in ascertaining when force could with propriety be
employed. In the article of pecuniary contribution, which would be the most
usual source of delinquency, it would often be impossible to decide whether it
had proceeded from disinclination or inability. The pretense of the latter would
always be at hand. And the case must be very flagrant in which its fallacy could
be detected with sufficient certainty to justify the harsh expedient of
compulsion. It is easy to see that this problem alone, as often as it should
occur, would open a wide field for the exercise of factious views, of
partiality, and of oppression, in the majority that happened to prevail in the
national council.
It seems to require no pains to prove that the States
ought not to prefer a national Constitution which could only be kept in motion
by the instrumentality of a large army continually on foot to execute the
ordinary requisitions or decrees of the government. And yet this is the plain
alternative involved by those who wish to deny it the power of extending its
operations to individuals. Such a scheme, if practicable at all, would instantly
degenerate into a military despotism; but it will be found in every light
impracticable. The resources of the Union would not be equal to the maintenance
of an army considerable enough to confine the larger States within the limits of
their duty; nor would the means ever be furnished of forming such an army in the
first instance. Whoever considers the populousness and strength of several of
these States singly at the present juncture, and looks forward to what they will
become, even at the distance of half a century, will at once dismiss as idle and
visionary any scheme which aims at regulating their movements by laws to operate
upon them in their collective capacities, and to be executed by a coercion
applicable to them in the same capacities. A project of this kind is little less
romantic than the monster-taming spirit which is attributed to the fabulous
heroes and demi-gods of antiquity.
Even in those confederacies which have been composed of
members smaller than many of our counties, the principle of legislation for
sovereign States, supported by military coercion, has never been found
effectual. It has rarely been attempted to be employed, but against the weaker
members; and in most instances attempts to coerce the refractory and disobedient
have been the signals of bloody wars, in which one half of the confederacy has
displayed its banners against the other half.
The result of these observations to an intelligent mind
must be clearly this, that if it be possible at any rate to construct a federal
government capable of regulating the common concerns and preserving the general
tranquillity, it must be founded, as to the objects committed to its care, upon
the reverse of the principle contended for by the opponents of the proposed
Constitution. It must carry its agency to the persons of the citizens. It must
stand in need of no intermediate legislations; but must itself be empowered to
employ the arm of the ordinary magistrate to execute its own resolutions. The
majesty of the national authority must be manifested through the medium of the
courts of justice. The government of the Union, like that of each State, must be
able to address itself immediately to the hopes and fears of individuals; and to
attract to its support those passions which have the strongest influence upon
the human heart. It must, in short, possess all the means, and have aright to
resort to all the methods, of executing the powers with which it is intrusted,
that are possessed and exercised by the government of the particular States.
To this reasoning it may perhaps be objected, that if any
State should be disaffected to the authority of the Union, it could at any time
obstruct the execution of its laws, and bring the matter to the same issue of
force, with the necessity of which the opposite scheme is reproached.
The pausibility of this objection will vanish the moment
we advert to the essential difference between a mere NON-COMPLIANCE
and a
DIRECT and
ACTIVE RESISTANCE. If the interposition of the State
legislatures be necessary to give effect to a measure of the Union, they have
only NOT TO ACT, or TO ACT EVASIVELY,
and the measure is defeated. This neglect of duty may be disguised under
affected but unsubstantial provisions, so as not to appear, and of course not to
excite any alarm in the people for the safety of the Constitution. The State
leaders may even make a merit of their surreptitious invasions of it on the
ground of some temporary convenience, exemption, or advantage.
But if the execution of the laws of the national
government should not require the intervention of the State legislatures, if
they were to pass into immediate operation upon the citizens themselves, the
particular governments could not interrupt their progress without an open and
violent exertion of an unconstitutional power. No omissions nor evasions would
answer the end. They would be obliged to act, and in such a manner as would
leave no doubt that they had encroached on the national rights. An experiment of
this nature would always be hazardous in the face of a constitution in any
degree competent to its own defense, and of a people enlightened enough to
distinguish between a legal exercise and an illegal usurpation of authority. The
success of it would require not merely a factious majority in the legislature,
but the concurrence of the courts of justice and of the body of the people. If
the judges were not embarked in a conspiracy with the legislature, they would
pronounce the resolutions of such a majority to be contrary to the supreme law
of the land, unconstitutional, and void. If the people were not tainted with the
spirit of their State representatives, they, as the natural guardians of the
Constitution, would throw their weight into the national scale and give it a
decided preponderancy in the contest. Attempts of this kind would not often be
made with levity or rashness, because they could seldom be made without danger
to the authors, unless in cases of a tyrannical exercise of the federal
authority.
If opposition to the national government should arise
from the disorderly conduct of refractory or seditious individuals, it could be
overcome by the same means which are daily employed against the same evil under
the State governments. The magistracy, being equally the ministers of the law of
the land, from whatever source it might emanate, would doubtless be as ready to
guard the national as the local regulations from the inroads of private
licentiousness. As to those partial commotions and insurrections, which
sometimes disquiet society, from the intrigues of an inconsiderable faction, or
from sudden or occasional illhumors that do not infect the great body of the
community the general government could command more extensive resources for the
suppression of disturbances of that kind than would be in the power of any
single member. And as to those mortal feuds which, in certain conjunctures,
spread a conflagration through a whole nation, or through a very large
proportion of it, proceeding either from weighty causes of discontent given by
the government or from the contagion of some violent popular paroxysm, they do
not fall within any ordinary rules of calculation. When they happen, they
commonly amount to revolutions and dismemberments of empire. No form of
government can always either avoid or control them. It is in vain to hope to
guard against events too mighty for human foresight or precaution, and it would
be idle to object to a government because it could not perform impossibilities.
PUBLIUS
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