The Federalist #45
The Federalist No. 45
Alleged Danger From the Powers of the Union to the State Governments
Considered
Independent Journal Saturday, January 26, 1788 [James
Madison]
To the People of the State of New York:
HAVING
shown that no one of the powers transferred to the federal government is
unnecessary or improper, the next question to be considered is, whether the
whole mass of them will be dangerous to the portion of authority left in the
several States.
The adversaries to the plan of the convention, instead of
considering in the first place what degree of power was absolutely necessary for
the purposes of the federal government, have exhausted themselves in a secondary
inquiry into the possible consequences of the proposed degree of power to the
governments of the particular States. But if the Union, as has been shown, be
essential to the security of the people of America against foreign danger; if it
be essential to their security against contentions and wars among the different
States; if it be essential to guard them against those violent and oppressive
factions which embitter the blessings of liberty, and against those military
establishments which must gradually poison its very fountain; if, in a word, the
Union be essential to the happiness of the people of America, is it not
preposterous, to urge as an objection to a government, without which the objects
of the Union cannot be attained, that such a government may derogate from the
importance of the governments of the individual States? Was, then, the American
Revolution effected, was the American Confederacy formed, was the precious blood
of thousands spilt, and the hard-earned substance of millions lavished, not that
the people of America should enjoy peace, liberty, and safety, but that the
government of the individual States, that particular municipal establishments,
might enjoy a certain extent of power, and be arrayed with certain dignities and
attributes of sovereignty? We have heard of the impious doctrine in the Old
World, that the people were made for kings, not kings for the people. Is the
same doctrine to be revived in the New, in another shape that the solid
happiness of the people is to be sacrificed to the views of political
institutions of a different form? It is too early for politicians to presume on
our forgetting that the public good, the real welfare of the great body of the
people, is the supreme object to be pursued; and that no form of government
whatever has any other value than as it may be fitted for the attainment of this
object. Were the plan of the convention adverse to the public happiness, my
voice would be, Reject the plan. Were the Union itself inconsistent with the
public happiness, it would be, Abolish the Union. In like manner, as far as the
sovereignty of the States cannot be reconciled to the happiness of the people,
the voice of every good citizen must be, Let the former be sacrificed to the
latter. How far the sacrifice is necessary, has been shown. How far the
unsacrificed residue will be endangered, is the question before us.
Several important considerations have been touched in the
course of these papers, which discountenance the supposition that the operation
of the federal government will by degrees prove fatal to the State governments.
The more I revolve the subject, the more fully I am persuaded that the balance
is much more likely to be disturbed by the preponderancy of the last than of the
first scale.
We have seen, in all the examples of ancient and modern
confederacies, the strongest tendency continually betraying itself in the
members, to despoil the general government of its authorities, with a very
ineffectual capacity in the latter to defend itself against the encroachments.
Although, in most of these examples, the system has been so dissimilar from that
under consideration as greatly to weaken any inference concerning the latter
from the fate of the former, yet, as the States will retain, under the proposed
Constitution, a very extensive portion of active sovereignty, the inference
ought not to be wholly disregarded. In the Achaean league it is probable that
the federal head had a degree and species of power, which gave it a considerable
likeness to the government framed by the convention. The Lycian Confederacy, as
far as its principles and form are transmitted, must have borne a still greater
analogy to it. Yet history does not inform us that either of them ever
degenerated, or tended to degenerate, into one consolidated government. On the
contrary, we know that the ruin of one of them proceeded from the incapacity of
the federal authority to prevent the dissensions, and finally the disunion, of
the subordinate authorities. These cases are the more worthy of our attention,
as the external causes by which the component parts were pressed together were
much more numerous and powerful than in our case; and consequently less powerful
ligaments within would be sufficient to bind the members to the head, and to
each other.
In the feudal system, we have seen a similar propensity
exemplified. Notwithstanding the want of proper sympathy in every instance
between the local sovereigns and the people, and the sympathy in some instances
between the general sovereign and the latter, it usually happened that the local
sovereigns prevailed in the rivalship for encroachments. Had no external dangers
enforced internal harmony and subordination, and particularly, had the local
sovereigns possessed the affections of the people, the great kingdoms in Europe
would at this time consist of as many independent princes as there were formerly
feudatory barons.
The State governments will have the advantage of the
Federal government, whether we compare them in respect to the immediate
dependence of the one on the other; to the weight of personal influence which
each side will possess; to the powers respectively vested in them; to the
predilection and probable support of the people; to the disposition and faculty
of resisting and frustrating the measures of each other.
The State governments may be regarded as constituent and
essential parts of the federal government; whilst the latter is nowise essential
to the operation or organization of the former. Without the intervention of the
State legislatures, the President of the United States cannot be elected at all.
They must in all cases have a great share in his appointment, and will, perhaps,
in most cases, of themselves determine it. The Senate will be elected absolutely
and exclusively by the State legislatures. Even the House of Representatives,
though drawn immediately from the people, will be chosen very much under the
influence of that class of men, whose influence over the people obtains for
themselves an election into the State legislatures. Thus, each of the principal
branches of the federal government will owe its existence more or less to the
favor of the State governments, and must consequently feel a dependence, which
is much more likely to beget a disposition too obsequious than too overbearing
towards them. On the other side, the component parts of the State governments
will in no instance be indebted for their appointment to the direct agency of
the federal government, and very little, if at all, to the local influence of
its members.
The number of individuals employed under the Constitution
of the United States will be much smaller than the number employed under the
particular States. There will consequently be less of personal influence on the
side of the former than of the latter. The members of the legislative,
executive, and judiciary departments of thirteen and more States, the justices
of peace, officers of militia, ministerial officers of justice, with all the
county, corporation, and town officers, for three millions and more of people,
intermixed, and having particular acquaintance with every class and circle of
people, must exceed, beyond all proportion, both in number and influence, those
of every description who will be employed in the administration of the federal
system. Compare the members of the three great departments of the thirteen
States, excluding from the judiciary department the justices of peace, with the
members of the corresponding departments of the single government of the Union;
compare the militia officers of three millions of people with the military and
marine officers of any establishment which is within the compass of probability,
or, I may add, of possibility, and in this view alone, we may pronounce the
advantage of the States to be decisive. If the federal government is to have
collectors of revenue, the State governments will have theirs also. And as those
of the former will be principally on the seacoast, and not very numerous, whilst
those of the latter will be spread over the face of the country, and will be
very numerous, the advantage in this view also lies on the same side. It is
true, that the Confederacy is to possess, and may exercise, the power of
collecting internal as well as external taxes throughout the States; but it is
probable that this power will not be resorted to, except for supplemental
purposes of revenue; that an option will then be given to the States to supply
their quotas by previous collections of their own; and that the eventual
collection, under the immediate authority of the Union, will generally be made
by the officers, and according to the rules, appointed by the several States.
Indeed it is extremely probable, that in other instances, particularly in the
organization of the judicial power, the officers of the States will be clothed
with the correspondent authority of the Union. Should it happen, however, that
separate collectors of internal revenue should be appointed under the federal
government, the influence of the whole number would not bear a comparison with
that of the multitude of State officers in the opposite scale. Within every
district to which a federal collector would be allotted, there would not be less
than thirty or forty, or even more, officers of different descriptions, and many
of them persons of character and weight, whose influence would lie on the side
of the State.
The powers delegated by the proposed Constitution to the
federal government, are few and defined. Those which are to remain in the State
governments are numerous and indefinite. The former will be exercised
principally on external objects, as war, peace, negotiation, and foreign
commerce; with which last the power of taxation will, for the most part, be
connected. The powers reserved to the several States will extend to all the
objects which, in the ordinary course of affairs, concern the lives, liberties,
and properties of the people, and the internal order, improvement, and
prosperity of the State.
The operations of the federal government will be most
extensive and important in times of war and danger; those of the State
governments, in times of peace and security. As the former periods will probably
bear a small proportion to the latter, the State governments will here enjoy
another advantage over the federal government. The more adequate, indeed, the
federal powers may be rendered to the national defense, the less frequent will
be those scenes of danger which might favor their ascendancy over the
governments of the particular States.
If the new Constitution be examined with accuracy and
candor, it will be found that the change which it proposes consists much less in
the addition of
NEW POWERS to the Union, than in the invigoration of its
ORIGINAL POWERS. The regulation of commerce, it is true,
is a new power; but that seems to be an addition which few oppose, and from
which no apprehensions are entertained. The powers relating to war and peace,
armies and fleets, treaties and finance, with the other more considerable
powers, are all vested in the existing Congress by the articles of
Confederation. The proposed change does not enlarge these powers; it only
substitutes a more effectual mode of administering them. The change relating to
taxation may be regarded as the most important; and yet the present Congress
have as complete authority to REQUIRE of the States
indefinite supplies of money for the common defense and general welfare, as the
future Congress will have to require them of individual citizens; and the latter
will be no more bound than the States themselves have been, to pay the quotas
respectively taxed on them. Had the States complied punctually with the articles
of Confederation, or could their compliance have been enforced by as peaceable
means as may be used with success towards single persons, our past experience is
very far from countenancing an opinion, that the State governments would have
lost their constitutional powers, and have gradually undergone an entire
consolidation. To maintain that such an event would have ensued, would be to say
at once, that the existence of the State governments is incompatible with any
system whatever that accomplishes the essental purposes of the Union.
PUBLIUS
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